Authentic texts......................................................................................... 29
Annex 1:
WHA Resolution 56.1 – WHO Framework Convention
on Tobacco Control ............................................................................... 30
Annex 2:
History of the WHO FCTC process ..................................................... 33
v
FOREWORD
The WHO Framework Convention on Tobacco Control (WHO FCTC) is the first treaty
negotiated under the auspices of the World Health Organization. The WHO FCTC is an
evidence-based treaty that reaffirms the right of all people to the highest standard of health.
The WHO FCTC represents a paradigm shift in developing a regulatory strategy to address
addictive substances; in contrast to previous drug control treaties, the WHO FCTC asserts the
importance of demand reduction strategies as well as supply issues.
The WHO FCTC was developed in response to the globalization of the tobacco epidemic.
The spread of the tobacco epidemic is facilitated through a variety of complex factors with
cross-border effects, including trade liberalization and direct foreign investment. Other factors
such as global marketing, transnational tobacco advertising, promotion and sponsorship, and
the international movement of contraband and counterfeit cigarettes have also contributed to
the explosive increase in tobacco use.
From the first preambular paragraph, which states that the “Parties to this Convention
[are] determined to give priority to their right to protect public health”, the WHO FCTC is a
global trend-setter.
The core demand reduction provisions in the WHO FCTC are contained in articles 6-14:
Price and tax measures to reduce the demand for tobacco, and
Non-price measures to reduce the demand for tobacco, namely:
Protection from exposure to tobacco smoke;
Regulation of the contents of tobacco products;
Regulation of tobacco product disclosures;
Packaging and labelling of tobacco products;
Education, communication, training and public awareness;
Tobacco advertising, promotion and sponsorship; and,
Demand reduction measures concerning tobacco dependence and cessation.
The core supply reduction provisions in the WHO FCTC are contained in articles 15-17:
Illicit trade in tobacco products;
Sales to and by minors; and,
Provision of support for economically viable alternative activities.
Another novel feature of the Convention is the inclusion of a provision that addresses
liability. Mechanisms for scientific and technical cooperation and exchange of information are
set out in Articles 20-22.
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The WHO FCTC opened for signature on 16 June to 22 June 2003 in Geneva, and
thereafter at the United Nations Headquarters in New York, the Depositary of the treaty, from
30 June 2003 to 29 June 2004. The treaty, which is now closed for signature, has 168
Signatories, including the European Community, which makes it one of the most widely
embraced treaties in UN history. Member States that have signed the Convention indicate that
they will strive in good faith to ratify, accept, or approve it, and show political commitment not
to undermine the objectives set out in it. Countries wishing to become a Party, but that did not
sign the Convention by 29 June 2004, may do so by means of accession, which is a one-step
process equivalent to ratification.
The Convention entered into force on 27 February 2005 -- 90 days after it has been
acceded to, ratified, accepted, or approved by 40 States. Beginning on that date, the forty
Contracting Parties are legally bound by the treaty's provisions. For each State that ratifies,
accepts or approves the Convention or accedes thereto after the conditions set out in paragraph
1 of Article 36 for entry into force have been fulfilled, the Convention shall enter into force on
the ninetieth day following the date of deposit of its instrument of ratification, acceptance,
approval or accession. For regional economic integration organizations, the Convention enters
into force on the ninetieth day following the date of deposit of its instrument of formal
confirmation or accession.
The global network developed over the period of the negotiations of the WHO FCTC will
be important in preparing for the implementation of the Convention at country level. In the
words of WHO's Director General, Dr Jong-wook LEE:
"The WHO FCTC negotiations have already unleashed a process that has
resulted in visible differences at country level. The success of the WHO FCTC
as a tool for public health will depend on the energy and political commitment
that we devote to implementing it in countries in the coming years. A
successful result will be global public health gains for all."
For this to materialize, the drive and commitment, which was so evident during the
negotiations, will need to spread to national and local levels so that the WHO FCTC becomes a
concrete reality where it counts most, in countries.
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Preamble
The Parties to this Convention,
Determined to give priority to their right to protect public health,
Recognizing that the spread of the tobacco epidemic is a global problem with serious
consequences for public health that calls for the widest possible international cooperation and
the participation of all countries in an effective, appropriate and comprehensive international
response,
Reflecting the concern of the international community about the devastating worldwide
health, social, economic and environmental consequences of tobacco consumption and
exposure to tobacco smoke,
Seriously concerned about the increase in the worldwide consumption and production
of cigarettes and other tobacco products, particularly in developing countries, as well as about
the burden this places on families, on the poor, and on national health systems,
Recognizing that scientific evidence has unequivocally established that tobacco
consumption and exposure to tobacco smoke cause death, disease and disability, and that there
is a time lag between the exposure to smoking and the other uses of tobacco products and the
onset of tobacco-related diseases,
Recognizing also that cigarettes and some other products containing tobacco are highly
engineered so as to create and maintain dependence, and that many of the compounds they
contain and the smoke they produce are pharmacologically active, toxic, mutagenic and
carcinogenic, and that tobacco dependence is separately classified as a disorder in major
international classifications of diseases,
Acknowledging that there is clear scientific evidence that prenatal exposure to tobacco
smoke causes adverse health and developmental conditions for children,
Deeply concerned about the escalation in smoking and other forms of tobacco
consumption by children and adolescents worldwide, particularly smoking at increasingly
early ages,
Alarmed by the increase in smoking and other forms of tobacco consumption by women
and young girls worldwide and keeping in mind the need for full participation of women at all
levels of policy-making and implementation and the need for gender-specific tobacco control
strategies,
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Deeply concerned about the high levels of smoking and other forms of tobacco
consumption by indigenous peoples,
Seriously concerned about the impact of all forms of advertising, promotion and
sponsorship aimed at encouraging the use of tobacco products,
Recognizing that cooperative action is necessary to eliminate all forms of illicit trade in
cigarettes and other tobacco products, including smuggling, illicit manufacturing and
counterfeiting,
Acknowledging that tobacco control at all levels and particularly in developing
countries and in countries with economies in transition requires sufficient financial and
technical resources commensurate with the current and projected need for tobacco control
activities,
Recognizing the need to develop appropriate mechanisms to address the long-term
social and economic implications of successful tobacco demand reduction strategies,
Mindful of the social and economic difficulties that tobacco control programmes may
engender in the medium and long term in some developing countries and countries with
economies in transition, and recognizing their need for technical and financial assistance in the
context of nationally developed strategies for sustainable development,
Conscious of the valuable work being conducted by many States on tobacco control and
commending the leadership of the World Health Organization as well as the efforts of other
organizations and bodies of the United Nations system and other international and regional
intergovernmental organizations in developing measures on tobacco control,
Emphasizing the special contribution of nongovernmental organizations and other
members of civil society not affiliated with the tobacco industry, including health professional
bodies, women’s, youth, environmental and consumer groups, and academic and health care
institutions, to tobacco control efforts nationally and internationally and the vital importance of
their participation in national and international tobacco control efforts,
Recognizing the need to be alert to any efforts by the tobacco industry to undermine or
subvert tobacco control efforts and the need to be informed of activities of the tobacco industry
that have a negative impact on tobacco control efforts,
Recalling Article 12 of the International Covenant on Economic, Social and Cultural
Rights, adopted by the United Nations General Assembly on 16 December 1966, which states
that it is the right of everyone to the enjoyment of the highest attainable standard of physical
and mental health,
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Recalling also the preamble to the Constitution of the World Health Organization,
which states that the enjoyment of the highest attainable standard of health is one of the
fundamental rights of every human being without distinction of race, religion, political belief,
economic or social condition,
Determined to promote measures of tobacco control based on current and relevant
scientific, technical and economic considerations,
Recalling that the Convention on the Elimination of All Forms of Discrimination
against Women, adopted by the United Nations General Assembly on 18 December 1979,
provides that States Parties to that Convention shall take appropriate measures to eliminate
discrimination against women in the field of health care,
Recalling further that the Convention on the Rights of the Child, adopted by the United
Nations General Assembly on 20 November 1989, provides that States Parties to that
Convention recognize the right of the child to the enjoyment of the highest attainable standard
of health,
Have agreed, as follows:
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